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United States federal securities legislation
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Investment Advisers Act of 1940
Investment Company Act of 1940
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Foreign Corrupt Practices Act
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Public Utility Holding Company Act of 1935
Securities Act
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United States federal financial legislation
(26)
PSLRA
Anti-Gold Futures Act of 1864
Bankruptcy Abuse Prevention and Consumer Protection Act
Bankruptcy Act of 1898
Bankruptcy Reform Act of 1978
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Investment Advisers Act of 1940
Investment Company Act of 1940
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Sarbanes-Oxley Act of 2002
Securities Act
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Securities Litigation Uniform Standards Act
Trust Indenture Act of 1939
United States federal banking legislation
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Employee Retirement Income Security Act
Federal Deposit Insurance Corporation
Federal Financial Institutions Examination Council
Federal Savings and Loan Insurance Corporation
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Financial Crimes Enforcement Network
Form 144
Government Auditing Standards (Yellow Book)
Gramm–Leach–Bliley Act
Investment Company Act of 1940
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List of United States Supreme Court cases on commodity and futures regulation
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Security and Freedom Through Encryption Act
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Trust Indenture Act of 1939
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Public Utility Holding Company Act of 1935
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Scienter
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Securities regulation in the United States
Strike suit
Taylor v. Standard Gas Co.
Trust Indenture Act of 1939
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See also
(20)
Form S-3
The Offering
Timothy Hogan
WKSI
Banc of America Securities LLC
Banc of America Securities LLC
SCOR
Outline of finance
Private equity
Offeror
Solicitation
`Abdun
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Investment adviser
Common stock
Self Regulatory Organization
New York Life Insurance Company
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